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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
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An essential guide for protecting corporate management clients from liabilities unique to their positions.
Book (Full Set)
$2,946.00
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Gain insight into the implications of the five subdivisions of Section 16. Focuses on trading, insiders’ reporting, short sales, and exemptions.
Book
$2,847.00
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New edition A guide to broker-dealer back-office operational issues and supervisory responsibilities.
Book (Full Set)
$3,690.00
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Focuses on the complex issues of megamergers and corporate takeovers.
Book
$1,858.00
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This reference provides authoritative coverage of the practical and legal aspects of due diligence as it relates to preparing initial securities offerings.
Book
$3,605.00
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New edition Contains detailed analysis, practical guidance, and primary source materials relating to legal, regulatory, and compliance issues for asset management.
Book
$1,878.00
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Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.
Book (Full Set)
$2,394.00
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Obtain general guidance on securities regulation issues as well as practical advice on registration, reporting, and liability with this title.
Book (Full Set)
$588.00
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A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.
Book (Full Set)
$944.00
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This text covers judicial, legislative, and administrative developments relevant to public, private, and extraterritorial resales, especially Rule 144.
Book
$4,164.00
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