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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit
Book (Full Set)
$3,882.00
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Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.
Book
$3,475.00
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Suggestions and guidelines for creating a reliable compliance system that prevents possible securities violations.
Book
$1,734.00
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This book provides a comprehensive summary of the new swap regulatory regime under Title VII of the Dodd-Frank Act to assist industry professionals and their counsel in understanding the substance of these new requirements.
Book
$386.00
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A comprehensive guide to the "poison pill" device. Covers mechanics, procedures, and key drafting language.
Book
$4,147.00
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New edition Advise your clients more effectively on laws relating to public companies using this convenient compilation of laws, forms, and analysis.
Book
$10,863.00
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The title contains an in-depth discussion all IRS materials concerning the eligibility, operations, and workings of S Corporations.
Book
$3,191.00
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This text offers you helpful analysis and guidance for effective management of real estate investment trusts.
Book
$3,650.00
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Gain insight into the implications of the five subdivisions of Section 16. Focuses on trading, insiders’ reporting, short sales, and exemptions.
Book
$2,847.00
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Offers clear, concise treatment of the registration, regulation, and compliance questions and problems practitioners encounter.
Book
$4,102.00
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