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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

This text covers judicial, legislative, and administrative developments relevant to public, private, and extraterritorial resales, especially Rule 144.

Book   $4,164.00
ProView eBook   $4,164.00

Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.

Book   $3,475.00
ProView eBook   $3,475.00

A practical handbook for public and private businesses, this title outlines the latest ideas about executive compensation.

eBook - ProView $1,821.00

A practical handbook for public and private businesses, this title outlines the latest ideas about executive compensation.

Book   $1,821.00
ProView eBook   $1,821.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook   $3,690.00

This eight-volume title encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, public securities markets.

Book

New edition This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure.

Book   $45.00

This text covers federal and state laws, focusing on potential liabilities that each professional may encounter with a securities transaction.

Book   $4,429.00
ProView eBook   $4,429.00

First resource for attorneys educating themselves about unfamiliar issues. Provides introductory access to nine substantive areas of business law.

Book (Full Set)   $3,632.00
ProView eBook   $2,370.00

Suggestions and guidelines for creating a reliable compliance system that prevents possible securities violations.

Book   $1,734.00
ProView eBook   $1,734.00