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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

This title provides concise and understandable local law expertise regarding all of the world's major financial markets.

Book (Full Set)   $5,765.00
ProView eBook   $4,141.00

This Aspatore legal title provides an authoritative, insider's perspective on assisting clients in dealing with the Securities and Exchange Commission.

Book   $90.00

Respected authority on every aspect of limited liability companies.

Book (Full Set)   $2,250.00
ProView eBook   $2,250.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook   $3,690.00

New edition This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure.

Book   $45.00

This title provides in-depth analysis and commentary by experts in the field of securities law in jurisdictions around the Pacific Rim.

Book (Full Set)   $3,585.00

Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.

Book (Full Set)   $2,394.00
ProView eBook   $2,394.00

Provides you with articles devoted to this area of the law from periodicals published within the past year.

Book   $7,411.00

This collection of checklists covers areas of corporate practice from employee relations to Internet-related issues.

Book (Full Set)   $1,494.00
ProView eBook   $1,718.00

This text covers judicial, legislative, and administrative developments relevant to public, private, and extraterritorial resales, especially Rule 144.

Book   $4,164.00
ProView eBook   $4,164.00