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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
This resource synthesizes case law and legislation concerning Federal Rule 23, its state analogs, and the Class Action Fairness Act.
Book (Full Set)
$1,792.00
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Provides practice-oriented information about going public, discussing financing, disclosure systems, and which companies must register under the Securities Act.
Book (Full Set)
$3,404.00
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A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.
Book (Full Set)
$944.00
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This handbook provides a concise summary of the steps involved in forming and operating a mutual fund.
Book
$1,069.00
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This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit
Book (Full Set)
$3,882.00
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A guide to broker-dealer back-office operational issues and supervisory responsibilities.
Book (Full Set)
$3,690.00
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This set discusses securities law and regulation, including Dodd-Frank, SOX, PCAOB, corporate governance, public offerings, registration, reporting, disclosures, EDGAR, and Blue Sky laws.
Book (Full Set)
$10,725.00
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New edition This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure. Book $45.00 |
General introduction to state regulation of direct participation programs for public and private securities offerings. Examines the various programs’ requirements.
Book
$3,510.00
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This title provides in-depth analysis and commentary by experts in the field of securities law in jurisdictions around the Pacific Rim. Book (Full Set) $3,585.00 |