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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

This title provides in-depth analysis and commentary by experts in the field of securities law in jurisdictions around the Pacific Rim.

Book (Full Set)   $3,585.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook   $3,690.00

First resource for attorneys educating themselves about unfamiliar issues. Provides introductory access to nine substantive areas of business law.

Book (Full Set)   $3,632.00
ProView eBook   $2,370.00

Suggestions and guidelines for creating a reliable compliance system that prevents possible securities violations.

Book   $1,734.00
ProView eBook   $1,734.00

New edition This title helps legal, compliance, and business money management professionals familiarize themselves with essential materials that ensure compliance.

Book   $1,265.00
ProView eBook   $1,265.00

This title provides sample forms and documents for public and nonpublic securities offerings, annotated with expert commentary.

Book (Full Set)   $6,360.00

This resource synthesizes case law and legislation concerning Federal Rule 23, its state analogs, and the Class Action Fairness Act.

Book (Full Set)   $1,792.00
ProView eBook   $1,972.00

Obtain general guidance on securities regulation issues as well as practical advice on registration, reporting, and liability with this title.

Book (Full Set)   $588.00
ProView eBook   $588.00

Get in-depth coverage that addresses specific types of fraud and manipulation. Includes guidance for avoiding potential commodity problems.

Book (Full Set)   $6,194.00
ProView eBook   $6,194.00

A comprehensive guide to the "poison pill" device. Covers mechanics, procedures, and key drafting language.

Book   $4,147.00
ProView eBook   $4,147.00