LEGAL
Can We Help?
Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
|
A guide to broker-dealer back-office operational issues and supervisory responsibilities.
Book (Full Set)
$3,690.00
|
|
|
A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.
Book (Full Set)
$944.00
|
|
|
Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.
Book (Full Set)
$2,394.00
|
|
|
New edition Explains how to plan and execute transactions in compliance with federal, state, and SEC requirements. |
|
|
This treatise provides both legal theory and practical guidance on shareholder litigation.
Book (Full Set)
$5,898.00
|
|
|
New edition This essential resource for handling business formations in Texas contains the entire Texas Business Organizations Code, as well as select provisions from related Texas statutes, all with up-to-date case annotations and much more.
Book
$245.00
|
|
|
A practical handbook for public and private businesses, this title outlines the latest ideas about executive compensation.
Book
$1,821.00
|
|
|
New edition This publication provides practical guidance for broker-dealers and others who sell mutual funds.
Book
$1,135.00
|
|
|
Offers clear, concise treatment of the registration, regulation, and compliance questions and problems practitioners encounter. eBook - ProView $4,102.00 |
|
|
This text discusses a range of antitrust topics, offering authoritative guidance on litigation and providing guidelines for compliance to avoid litigation.
Book (Full Set)
$666.00
|
|
-->
