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ERISA for Money Managers and Advisors, 2018-2019 ed.

Product details:

Brand: LegalWorks
Copyright: 2018
ISBN: 9781539274650
Publication frequency: Updated as changes in the law dictate
Update method: N/A

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ERISA for Money Managers and Advisors, 2018-2019 ed.


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ERISA for Money Managers helps legal, compliance, and business money management professionals familiarize themselves with essential materials that ensure compliance to the Employee Retirement Income Security Act (ERISA). Prepared by professionals with years of experience counseling money managers, this unique reference is organized by topic to facilitate quick research. It uses charts and tables to make this comprehensive legislation and its interpretation easily accessible.

Each topic is introduced by a summary that places the source materials in context. The authors draw on:

  • The statute
  • Rules
  • DOL Advisory Opinions
  • DOL Interpretive Letters
  • DOL Information Letters
  • DOL Class and Individual Exemptions