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Mutual Fund Regulation and Compliance Handbook, 2018 ed. (Securities Law Handbook Series)

Product details:

Format: Book - softbound
Brand: LegalWorks
Copyright: 2018
ISBN: 9780314898517
Service #: 32000008
Sub #: 32000010
Pages: 438
Shelf Space: 1 in.
Publication frequency: Updated as changes in the law dictate
Update method: No updating

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Mutual Fund Regulation and Compliance Handbook, 2018 ed. (Securities Law Handbook Series)

105752228

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105752228
105752228
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Mutual Fund Regulation and Compliance Handbook provides a concise summary of the steps for forming and operating a mutual fund. It also analyzes changes in the law governing mutual funds and explores the regulatory and administrative issues arising under the Investment Company Act of 1940. Organized in chronological order following the life cycle of a mutual fund, this title includes:

  • Checklists, samples of documents, forms, and references to additional sources of information
  • Explanations of the features of the SEC's EDGAR database of mutual fund and corporation filings and other SEC resources
  • Coverage of changes in the law governing mutual funds using easily understood language