Mutual Fund Regulation and Compliance Handbook, 2022-2023 ed. (Securities Law Handbook Series)

Availability:

In stock

(details)

Email this page

106858866

Book - softbound

$981.00

Monthly pricing (What's this?)

$76.00/month

ebook ProView ProView eBook also available
(Learn more)

Mutual Fund Regulation and Compliance Handbook provides a concise summary of the steps for forming and operating a mutual fund. It also analyzes changes in the law governing mutual funds and explores the regulatory and administrative issues arising under the Investment Company Act of 1940. Organized in chronological order following the life cycle of a mutual fund, this title includes:

Checklists, samples of documents, forms, and references to additional sources of information
Explanations of the features of the SEC's EDGAR database of mutual fund and corporation filings and other SEC resources
Coverage of changes in the law governing mutual funds using easily understood language

Replacement pages

Enter replacement volume, chapter and page numbers separated by commas. For example: Volume 2, Chapter 5, Pages 7, 12-19. Please limit requests to 25 pages or less. If you are located outside the United States or for more than 25 pages please contact Customer Service 1-800-328-4880.

* Denotes required fields

Replacement pages *

First name *

Last name *

Country *

Organization name

E-mail *

Phone *

West account *

Address *

P.O. Box

City *

State *

ZIP *