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Soft Dollars, MiFID II and Other Trading Activities, 2021-2022 ed. (Securities Law Handbook Series)

Product details:

Brand: LegalWorks
Copyright: 2021
ISBN: 9781539291923
Service #: 32000020
Sub #: 32000022
Pages: 810
Shelf Space: 1 in.
Publication Frequency: Updated as changes in the law dictate
Update format: N/A

Free update period with subscription:

90 days  (details)

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Soft Dollars, MiFID II and Other Trading Activities, 2021-2022 ed. (Securities Law Handbook Series)

106747129

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106747129
106747129
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Get the detailed analysis, practical guidance, and primary source reference materials you need with Soft Dollars, MiFID II and Other Trading Activities. This book addresses the legal, regulatory, and other issues faced by all participants in soft dollar arrangements, including money managers, mutual funds, ERISA pension plans, research providers, and financial institutions. Other topics covered include:

  • SEC positions
  • Enforcement actions
  • Industry developments
  • The responsibilities of mutual fund directors

Helpful diagrams are also provided for easy reference.