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Regulation of Financial Planners, 2023-1 ed. (Vols. 19 and 19A, Securities Law Series)

Product details:

Brand: Clark Boardman Callaghan
Copyright: 2023
Service #: 16622727
Sub #: 16622728
Pages: 2940
Shelf Space: 4 in.
Publication Frequency: Updated semiannually
Update format: Replacement pages

Free update period with subscription:

90 days  (details)

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Regulation of Financial Planners, 2023-1 ed. (Vols. 19 and 19A, Securities Law Series)

106929182

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In stock
(details)

106929182
106929182
Book - softbound (Full set)
$2,394.00


Book - softbound (Individual volumes)

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$524.00/month


This resource gives you a comprehensive overview of financial planning. It defines financial planning and covers related topics, including state and federal regulation, and civil and criminal liability. It analyzes state and District of Columbia laws and focuses on areas of law that have a direct impact on business.

Features

  • Fees and record keeping requirements
  • Fees and record keeping requirements