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Regulation of Financial Planners (Vols. 19 and 19A, Securities Law Series)

Product details:

Brand: Clark Boardman Callaghan
Copyright: 2010-2022
ISBN: 9781668749562
Publication Frequency: Updated as changes in the law dictate
Update format: N/A

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90 days  (details)

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Regulation of Financial Planners (Vols. 19 and 19A, Securities Law Series)

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This resource gives you a comprehensive overview of financial planning. It defines financial planning and covers related topics, including state and federal regulation, and civil and criminal liability. It analyzes state and District of Columbia laws and focuses on areas of law that have a direct impact on business.