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Securities Arbitration Desk Reference, 2021-2022 ed. (Securities Law Handbook Series)

Product details:

Brand: Thomson West
Copyright: 2021
ISBN: 9781539291916
Service #: 40454898
Sub #: 40454899
Pages: 1586
Shelf Space: 3 in.
Publication Frequency: Updated as changes in the law dictate
Update format: No updating

Free update period with subscription:

90 days  (details)

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Securities Arbitration Desk Reference, 2021-2022 ed. (Securities Law Handbook Series)



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Securities Arbitration Desk Reference is the only compilation of its kind that provides all the essential information governing securities arbitration proceedings. Written by distinguished law professors who draw upon decades of experience in representing persons in securities arbitrations, this title includes:

  • The Financial Industry Regulatory Authority (FINRA) Code of Arbitration Procedure
  • FINRA member conduct rules for brokers
  • Relevant federal securities acts
  • The Uniform Securities Act
The complete text of each statute and rule is followed by expert commentary, practical suggestions, and references to interpretive materials and caselaw.