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Commodities Regulation: Fraud, Manipulation, and Other Claims (Vols. 13 and 13A, Securities Law Series)

Product details:

Brand: Clark Boardman Callaghan
Copyright: 2013-2019
ISBN: 9781731901927
Publication frequency: Updated as changes in the law dictate
Update method: N/A

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Commodities Regulation: Fraud, Manipulation, and Other Claims (Vols. 13 and 13A, Securities Law Series)

100082059

100082059
100028061
eBook - ProView
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Protect your clients and yourself from investment fraud claims. Learn how to draft documents and safeguard client confidentiality. In-depth coverage addresses specific types of fraud and manipulation and includes guidance for avoiding potential commodity problems.

Features

  • Antifraud standards under the Commodity Exchange Act: Scope and Scienter requirements
  • Risk disclosures, suitability, churning, and unauthorized trading
  • Forums for resolving disputes: arbitration, reparations, and court actions
  • CTFC and Exchange investigations and disciplinary proceedings