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Securities Law Handbook, 2023 ed. (Securities Law Handbook Series)

Product details:

Brand: Clark Boardman Callaghan
Copyright: 2023
ISBN: 9780314800923
Service #: 13517107
Sub #: 13517106
Pages: 3628
Shelf Space: 8 in.
Publication Frequency: Updated annually
Update format: Replacement pamphlets

Free update period with subscription:

90 days  (details)

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Securities Law Handbook, 2023 ed. (Securities Law Handbook Series)



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Meet the challenges of securities practice now and in the future with Securities Law Handbook. This best-selling title provides in-depth coverage of basic and specialized issues, including types of offerings, registration, reporting, potential violations, and enforcement. Additional topics covered include:

  • The plain-English prospectus
  • Underwriting and selling groups
  • Small company offerings
  • Exempt offerings
  • The Trust Indenture Act
  • Rule 144A and the PORTAL Market
  • Shareholder proposals
  • Blue Sky compliance
  • Securities law violations
  • The integrated disclosure system
  • Private express remedies
  • SEC enforcement
  • Practice before the Securities Exchange Commission
  • Professional responsibility