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A guide to broker-dealer back-office operational issues and supervisory responsibilities.
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Increase your understanding of the FTC—its history, provisions, jurisdiction, organization, and operating procedures. eBook - ProView $3,426.00 |
This publication contains the permanent rules of the Texas Administrative Code. Book $1,386.00 |
This work contains the 2014 legislative activity of the Connecticut Legislature. Book $1,182.00 |
This WestlawNext™ subscription provides access to Florida state cases, annotated statutes, administrative code, court rules, and federal decisions originating in Florida. |
This WestlawNext™ subscription provides access to California state cases, annotated statutes, administrative code, court rules, and federal decisions originating in California. |