LEGAL
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A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office. eBook - ProView $944.00 |
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This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit Book (Full Set) $3,882.00 |
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This product provides information on term sheets and valuations, covering topics such as defining and examining a term sheet, valuations, and East Coast and West Coast rules. Book $39.99 |
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This softbound volume contains the text of the Texas Finance Code, as amended through the most recent legislative session.
Book
$133.00
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Informed discussion of mortgage and consumer loan disclosure and its federal laws and regulations, including procedures, solutions, and forms.
Book (Full Set)
$6,948.00
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This comprehensive collection of commentary and pertinent primary source material is your guide to the regulation of banking and financial services industries and securities laws in major jurisdictions. Book (Full Set) $8,987.00 |
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A complete guide to legal theories, cases, and statutes affecting the lending process, with practical advice about lender liability claims.
Book (Full Set)
$2,280.00
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New edition This title includes coverage of all the important legal, legislative, and economic issues relating to the contemporary secondary mortgage market.
Book
$4,115.00
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Get in-depth coverage that addresses specific types of fraud and manipulation. Includes guidance for avoiding potential commodity problems.
Book (Full Set)
$6,194.00
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New edition This title provides analysis of legal developments in over-the-counter derivatives, futures, and option trading, including regulation, legislation, and litigation. |
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