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Banking and Finance Law

Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.

Book   $3,475.00
ProView eBook   $3,475.00

Comprehensive survey and analysis of all aspects of suretyship, including commercial guaranty agreements, performance bonds, and standby letters of credit.

Book   $457.00
ProView eBook   $457.00

This text covers federal and state laws, focusing on potential liabilities that each professional may encounter with a securities transaction.

Book   $4,429.00
ProView eBook   $4,429.00

Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.

Book (Full Set)   $2,394.00
ProView eBook   $2,394.00

Gain insight into the implications of the five subdivisions of Section 16. Focuses on trading, insiders’ reporting, short sales, and exemptions.

Book   $2,847.00
ProView eBook   $2,847.00

Hundreds of forms and specialized checklists are cross-referenced to companion text, Advising Small Businesses.

Book (Full Set)   $3,006.00

This work contains permanent rules of the Texas Administrative Code prepared from data provided by the secretary of state.

Book   $1,386.00

Addresses bankruptcy laws, related legal issues, and potential consequences of specific actions regarding loans secured by personal property collateral.

Book (Full Set)   $1,576.00
ProView eBook   $1,576.00

This book provides a comprehensive summary of the new swap regulatory regime under Title VII of the Dodd-Frank Act to assist industry professionals and their counsel in understanding the substance of these new requirements.

Book   $386.00
ProView eBook   $386.00

A complete guide to legal theories, cases, and statutes affecting the lending process, with practical advice about lender liability claims.

Book (Full Set)   $2,280.00
ProView eBook   $2,280.00