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Banking and Finance Law

Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.

Book (Full Set)   $2,394.00
ProView eBook   $2,394.00

Complete and easy access to state laws and regulations dealing with residential mortgage lending.

Book (Full Set)   $4,433.00
ProView eBook   $4,433.00

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

Book (Full Set)   $944.00
ProView eBook   $944.00

New edition Informed discussion of mortgage and consumer loan disclosure and its federal laws and regulations, including procedures, solutions, and forms.

Book (Full Set)   $6,948.00
ProView eBook   $6,948.00

Complete and easy access to state laws and regulations dealing with residential mortgage lending.

Book (Full Set)   $3,463.00
ProView eBook   $4,433.00

This text covers federal and state laws, focusing on potential liabilities that each professional may encounter with a securities transaction.

Book   $4,429.00
ProView eBook   $4,429.00

Hundreds of forms and specialized checklists are cross-referenced to companion text, Advising Small Businesses.

Book (Full Set)   $3,006.00

New edition Practical guide to the small business cycles of sole proprietorships, partnerships, closely held corporations, and other types of small businesses.

Book (Full Set)   $6,114.00
ProView eBook   $5,916.00

This guide clarifies what insider trading is and its consequences.

Book (Full Set)   $3,126.00
ProView eBook   $3,126.00

This reference provides authoritative coverage of the practical and legal aspects of due diligence as it relates to preparing initial securities offerings.

Book   $3,605.00
ProView eBook   $3,605.00