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Banking and Finance Law

Addresses bankruptcy laws, related legal issues, and potential consequences of specific actions regarding loans secured by personal property collateral.

Book (Full Set)   $1,576.00
ProView eBook   $1,576.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook   $3,690.00

New edition This newsletter provides regular coverage of developments that affect all types of mergers and acquisitions transactions.

Book

Gain insight into financing techniques, and learn how to negotiate and draft deals for small to mid-sized companies or venture capitalists.

Book (Full Set)   $8,680.00
ProView eBook   $8,680.00

A guide to understanding and interpreting consumer credit laws.

Book (Full Set)   $2,796.00

Practical guide to the small business cycles of sole proprietorships, partnerships, closely held corporations, and other types of small businesses.

Book (Full Set)   $6,114.00
ProView eBook   $6,114.00

New edition A guide to broker-dealer back-office operational issues and supervisory responsibilities.

Book (Full Set)   $3,690.00
ProView eBook   $3,208.00

The Volcker Rule: Commentary and Analysis provides comprehensive coverage of the requirements of the Volcker Regulations and the issues and opportunities that they present for banking entities and non-banking entities.

Book   $213.00

Advise your clients more effectively on laws relating to public companies using this convenient compilation of laws, forms, and analysis.

Book   $10,863.00
ProView eBook   $10,863.00

New edition Complete and easy access to state laws and regulations dealing with residential mortgage lending.

Book (Full Set)   $4,433.00
ProView eBook   $4,433.00