catPL
Skip to content Skip to navigation menu
Your browser is not supported by this site.
Please update to the latest version, or use a different browser for the best experience.
×

Banking and Finance Law

New edition In-depth coverage and analysis of mortgage liens in New York, supported by controlling cases and pertinent statutes.

Book   $1,188.00
ProView eBook   $1,188.00

Complete and easy access to state laws and regulations dealing with residential mortgage lending.

Book (Full Set)   $4,433.00
ProView eBook   $4,433.00

Complete and easy access to state laws and regulations dealing with residential mortgage lending.

Book (Full Set)   $3,463.00

New edition This primer introducing the world of letters of credit includes concise legal summaries and sample letters of credit.

Book   $1,121.00

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

eBook - ProView $944.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00

Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.

Book   $3,475.00
ProView eBook   $3,475.00

Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.

Book (Full Set)   $2,394.00
ProView eBook   $2,394.00

New edition This title provides analysis of legal developments in over-the-counter derivatives, futures, and option trading, including regulation, legislation, and litigation.

Book