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Banking and Finance Law

Hundreds of forms and specialized checklists are cross-referenced to companion text, Advising Small Businesses.

Book (Full Set)   $3,456.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook   $3,690.00

Text and forms relating to issues of a closely held business, including taxation strategies and effects of business decisions.

Book (Full Set)   $9,570.00

Complete and easy access to state laws and regulations dealing with residential mortgage lending.

Book   $4,433.00
ProView eBook   $3,855.00

Review of banking crimes, including fraud, money laundering, and embezzlement. Offers guidance on bank and financial institution law enforcement.

Book (Full Set)   $2,084.00
ProView eBook   $1,812.00

Complete and easy access to state laws and regulations dealing with residential mortgage lending.

Book (Full Set)   $4,433.00
ProView eBook   $4,433.00

This title contains the entire Texas Business & Commerce Code, which includes the Texas version of the UCC, the Deceptive Trade Practices Act, and many other statutes governing business transactions, all with up-to-date annotations and more.

Book   $243.00
ProView eBook   $243.00

This title includes coverage of all the important legal, legislative, and economic issues relating to the contemporary secondary mortgage market.

Book   $4,115.00
ProView eBook   $4,115.00

Complete and easy access to state laws and regulations dealing with residential mortgage lending.

eBook - ProView $4,433.00

This comprehensive collection of commentary and pertinent primary source material is your guide to the regulation of banking and financial services industries and securities laws in major jurisdictions.

Book (Full Set)   $8,987.00
ProView eBook   $8,987.00