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Banking and Finance Law

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

Book (Full Set)   $944.00
ProView eBook   $944.00

Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.

Book (Full Set)   $2,394.00
ProView eBook   $2,394.00

Comprehensive survey and analysis of all aspects of suretyship, including commercial guaranty agreements, performance bonds, and standby letters of credit.

Book   $457.00
ProView eBook   $457.00

Gain insight into financing techniques, and learn how to negotiate and draft deals for small to mid-sized companies or venture capitalists.

Book (Full Set)   $8,680.00
ProView eBook   $8,680.00

A complete guide to legal theories, cases, and statutes affecting the lending process, with practical advice about lender liability claims.

Book (Full Set)   $2,280.00
ProView eBook   $2,280.00

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

eBook - ProView $944.00

New edition This handbook provides in-depth coverage of basic and specialized issues, including types of offerings, registration, reporting, potential violations, and enforcement.

Book (Full Set)   $3,708.00
ProView eBook   $3,708.00

New edition Practical guide to the small business cycles of sole proprietorships, partnerships, closely held corporations, and other types of small businesses.

Book (Full Set)   $6,114.00
ProView eBook   $6,114.00

New edition Addresses bankruptcy laws, related legal issues, and potential consequences of specific actions regarding loans secured by personal property collateral.

Book (Full Set)   $1,576.00
ProView eBook   $1,370.00