Meet the challenges of securities practice now and in the future with
Securities Law Handbook. This best-selling title provides in-depth coverage of basic and specialized issues, including types of offerings, registration, reporting, potential violations, and enforcement. Additional topics covered include:
- The plain-English prospectus
- Underwriting and selling groups
- Small company offerings
- Exempt offerings
- The Trust Indenture Act
- Rule 144A and the PORTAL Market
- Shareholder proposals
- Blue Sky compliance
- Securities law violations
- EDGAR
- The integrated disclosure system
- Private express remedies
- SEC enforcement
- Practice before the Securities Exchange Commission
- Professional responsibility
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