LEGAL
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Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.
Book
$3,475.00
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This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit
Book (Full Set)
$3,882.00
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New edition In-depth coverage and analysis of mortgage liens in New York, supported by controlling cases and pertinent statutes.
Book
$1,188.00
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New edition This primer introducing the world of letters of credit includes concise legal summaries and sample letters of credit. Book $1,121.00 |
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D & O Liability Handbook: Law—Sample Documents—Forms, 2024-2025 ed. (Securities Law Handbook Series)New edition Use the legal commentary, statutory provisions, and sample documents and forms found in this handbook to limit director and officer liability.
Book
$3,526.00
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New edition This title includes coverage of all the important legal, legislative, and economic issues relating to the contemporary secondary mortgage market.
Book
$4,115.00
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Get in-depth coverage that addresses specific types of fraud and manipulation. Includes guidance for avoiding potential commodity problems.
Book (Full Set)
$6,194.00
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Addresses bankruptcy laws, related legal issues, and potential consequences of specific actions regarding loans secured by personal property collateral.
Book (Full Set)
$1,576.00
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New edition This title contains the entire Texas Business & Commerce Code, which includes the Texas version of the UCC, the Deceptive Trade Practices Act, and many other statutes governing business transactions, all with up-to-date annotations and more.
Book
$243.00
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