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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

This title discusses the capital markets activities of U.S. and foreign banks and bank holding companies in the U.S.

Book   $1,256.00

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

Book (Full Set)   $944.00
ProView eBook   $944.00

This Aspatore legal title provides an authoritative, insider's perspective on assisting clients in dealing with the Securities and Exchange Commission.

Book   $90.00

This title provides concise and understandable local law expertise regarding all of the world's major financial markets.

Book (Full Set)   $5,765.00
ProView eBook   $4,141.00

Provides planning tools to advise smaller and emerging companies on compliance with laws regulating securities offerings.

Book   $1,845.00
ProView eBook   $1,845.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook   $3,690.00

This text covers judicial, legislative, and administrative developments relevant to public, private, and extraterritorial resales, especially Rule 144.

Book   $4,164.00
ProView eBook   $4,164.00

Keep current with trends in securities regulation for major industrialized nations and emerging markets.

Book   $10,516.00
ProView eBook   $10,516.00

New edition This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure.

Book   $45.00

New edition This resource synthesizes case law and legislation concerning Federal Rule 23, its state analogs, and the Class Action Fairness Act.

Book (Full Set)   $1,792.00
ProView eBook   $2,170.00