Guide to Bank Underwriting, Dealing and Brokerage Activities, 22nd ed.

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Guide to Bank Underwriting, Dealing and Brokerage Activities discusses the capital markets activities of U.S. and foreign banks and bank holding companies in the U.S. It describes the U.S. regulatory regime applicable to these activities and highlights recent developments regarding the conduct of securities-related and other business under applicable banking and securities laws, including:

Dodd-Frank
Gramm-Leach-Bliley Act
Bank Holding Company Act
Glass-Steagall Act
International Banking Act

Coverage includes:

Integration of investment and commercial banking and insurance activities
The structure and conduct of derivatives, loan-trading, commodity finance, and related businesses
Merchant banking
Fund management issues
International banking, securities, and derivatives linkages

The Guide also covers other current regulatory developments affecting banking organizations engaged in capital markets activities, including:

The Volcker Rule
Swaps dealing registration and regulatory requirements
OFAC sanctions, Foreign Corrupt Practices Act, and antimoney-laundering developments
Regulatory reforms targeted at the securitization markets
Risk management, “affiliate transaction” restrictions, capital, and liquidity issues
Enforcement and administrative proceedings

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