LEGAL
Can We Help?
Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
|
New edition A guide to broker-dealer back-office operational issues and supervisory responsibilities.
Book (Full Set)
$3,690.00
|
|
|
New edition Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.
Book
$3,996.00
|
|
|
This handbook provides a concise summary of the steps involved in forming and operating a mutual fund.
Book
$1,069.00
|
|
|
Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.
Book (Full Set)
$2,394.00
|
|
|
Obtain general guidance on securities regulation issues as well as practical advice on registration, reporting, and liability with this title.
Book (Full Set)
$588.00
|
|
|
New edition State-by-state analysis of regulations and trends relating to Regulation D. Also includes definitions, charts, and comparisons.
Book
$4,229.00
|
|
|
General introduction to state regulation of direct participation programs for public and private securities offerings. Examines the various programs’ requirements.
Book
$3,510.00
|
|
|
Discusses application of Rule 10b-5, offers litigation insights, and analyzes relevant statutes and case law to help prevent securities fraud.
Book (Full Set)
$13,069.00
|
|
|
New edition Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy. |
|
|
New edition A practical handbook for public and private businesses, this title outlines the latest ideas about executive compensation.
Book
$2,003.00
|
|
-->
