LEGAL
Analysis of Key SEC No-Action Letters and Compliance and Disclosure Interpretations examines decisions issued by SEC staff – both no-action and interpretive letters. The author organizes and classifies letters by subject matter and provides in-depth analysis, so you will know which ones apply to your situation. Use this handbook to gain insight, discern emerging trends, and determine what is exempt from the Securities Act of 1933 and the Exchange Act of 1934.
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