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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
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This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit
Book (Full Set)
$3,882.00
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Advise clients on how to take full advantage of transactional exemptions by learning the use and regulatory foundations of the exemptions.
Book (Full Set)
$17,491.00
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Respected authority on every aspect of limited liability companies.
Book (Full Set)
$2,250.00
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Keep current with trends in securities regulation for major industrialized nations and emerging markets.
Book
$10,516.00
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Suggestions and guidelines for creating a reliable compliance system that prevents possible securities violations.
Book
$1,734.00
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A comprehensive guide to the "poison pill" device. Covers mechanics, procedures, and key drafting language.
Book
$4,147.00
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This essential resource for handling business formations in Texas contains the entire Texas Business Organizations Code, as well as select provisions from related Texas statutes, all with up-to-date case annotations and much more. eBook - ProView $222.00 |
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Gain insight into the implications of the five subdivisions of Section 16. Focuses on trading, insiders’ reporting, short sales, and exemptions.
Book
$2,847.00
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This guide addresses the issues faced by money managers, mutual funds, ERISA pension plans, broker-dealers, banks, and other financial institutions.
Book
$1,218.00
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The title contains an in-depth discussion all IRS materials concerning the eligibility, operations, and workings of S Corporations.
Book
$3,191.00
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