LEGAL
• How each exemption is used and interpreted
• How exemption provisions or rules compare with other exemptions
• How exemptions comport with disclosure philosophy underlying the Securities Act
• Assess current law through an extensive review of SEC no-action and interpretive letters
• Identify crucial liability issues
• Avoid the perils associated with selling restricted securities (and avoid costly oversights)
• Advise your employer or clients on how the laws have been implemented by the SEC
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