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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

Provides planning tools to advise smaller and emerging companies on compliance with laws regulating securities offerings.

Book   $1,845.00
ProView eBook   $1,845.00

Provides practice-oriented information about going public, discussing financing, disclosure systems, and which companies must register under the Securities Act.

Book (Full Set)   $3,404.00
ProView eBook   $3,404.00

Advise clients on how to take full advantage of transactional exemptions by learning the use and regulatory foundations of the exemptions.

Book (Full Set)   $17,491.00
ProView eBook   $17,491.00

This quarterly journal offers incisive analysis and in-depth advice through articles and features by noted practitioners and scholars.

Book (Full Set)

A practical handbook for public and private businesses, this title outlines the latest ideas about executive compensation.

Book   $1,821.00
ProView eBook   $1,821.00

A practical handbook for public and private businesses, this title outlines the latest ideas about executive compensation.

eBook - ProView $1,821.00

This Aspatore product discusses the similarities and differences between U.S. and Canadian securities regulation and legal strategies for cross-border compliance.

Book   $70.00

Get in-depth coverage that addresses specific types of fraud and manipulation. Includes guidance for avoiding potential commodity problems.

Book (Full Set)   $6,194.00
ProView eBook   $6,194.00

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

eBook - ProView $944.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook   $3,690.00