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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

This title provides expert guidance on litigation in the context of securitized loans and accompanying legal issues.

eBook - ProView $1,206.00

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

eBook - ProView $944.00

Provides planning tools to advise smaller and emerging companies on compliance with laws regulating securities offerings.

Book   $1,845.00
ProView eBook   $1,845.00

Suggestions and guidelines for creating a reliable compliance system that prevents possible securities violations.

Book   $1,734.00
ProView eBook   $1,734.00

Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.

Book   $3,475.00
ProView eBook   $3,475.00

Keep current with trends in securities regulation for major industrialized nations and emerging markets.

Book   $10,516.00
ProView eBook   $10,516.00

New edition This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure.

Book   $45.00

Respected authority on every aspect of limited liability companies.

Book (Full Set)   $2,250.00
ProView eBook   $2,250.00

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

Book (Full Set)   $944.00
ProView eBook   $944.00

A guide to broker-dealer back-office operational issues and supervisory responsibilities.

Book   $3,690.00
ProView eBook   $3,208.00