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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
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A guide to broker-dealer back-office operational issues and supervisory responsibilities.
Book (Full Set)
$3,690.00
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A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.
Book (Full Set)
$944.00
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This title includes coverage of all the important legal, legislative, and economic issues relating to the contemporary secondary mortgage market.
Book
$3,578.00
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First resource for attorneys educating themselves about unfamiliar issues. Provides introductory access to nine substantive areas of business law.
Book (Full Set)
$1,548.00
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The Volcker Rule: Commentary and Analysis provides comprehensive coverage of the requirements of the Volcker Regulations and the issues and opportunities that they present for banking entities and non-banking entities. Book $213.00 |
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D & O Liability Handbook: Law—Sample Documents—Forms, 2022-2023 ed. (Securities Law Handbook Series)Use the legal commentary, statutory provisions, and sample documents and forms found in this handbook to limit director and officer liability.
Book
$3,066.00
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This title provides expert guidance on litigation in the context of securitized loans and accompanying legal issues.
Book (Full Set)
$1,206.00
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General introduction to state regulation of direct participation programs for public and private securities offerings. Examines the various programs’ requirements.
Book
$3,510.00
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State-by-state analysis of regulations and trends relating to Regulation D. Also includes definitions, charts, and comparisons.
Book
$3,677.00
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This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure. Book $45.00 |
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