Securities Arbitration Desk Reference, 2023-2024 ed. (Securities Law Handbook Series)

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Securities Arbitration Desk Reference is the only compilation of its kind that provides all the essential information governing securities arbitration proceedings. Written by distinguished law professors who draw upon decades of experience in representing persons in securities arbitrations, this title includes:

The Financial Industry Regulatory Authority (FINRA) Code of Arbitration Procedure
FINRA member conduct rules for brokers
Relevant federal securities acts
The Uniform Securities Act

The complete text of each statute and rule is followed by expert commentary, practical suggestions, and references to interpretive materials and caselaw.

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