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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

General introduction to state regulation of direct participation programs for public and private securities offerings. Examines the various programs’ requirements.

Book   $3,510.00
ProView eBook   $3,510.00

This handbook describes the federal proxy regulation system and analyzes and explains the regulations that form the system.

Book   $3,488.00
ProView eBook   $3,488.00

Provides practice-oriented information about going public, discussing financing, disclosure systems, and which companies must register under the Securities Act.

Book (Full Set)   $3,404.00
ProView eBook   $3,404.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook   $3,690.00

Get in-depth coverage that addresses specific types of fraud and manipulation. Includes guidance for avoiding potential commodity problems.

Book (Full Set)   $6,194.00
ProView eBook   $6,194.00

Obtain general guidance on securities regulation issues as well as practical advice on registration, reporting, and liability with this title.

Book (Full Set)   $588.00
ProView eBook   $588.00

Focuses on the complex issues of megamergers and corporate takeovers.

Book   $1,858.00
ProView eBook   $1,858.00

Gain insight into the implications of the five subdivisions of Section 16. Focuses on trading, insiders’ reporting, short sales, and exemptions.

Book   $2,847.00
ProView eBook   $2,847.00

This handbook provides in-depth coverage of basic and specialized issues, including types of offerings, registration, reporting, potential violations, and enforcement.

Book (Full Set)   $3,708.00
ProView eBook   $3,708.00