LEGAL
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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
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This text covers federal and state laws, focusing on potential liabilities that each professional may encounter with a securities transaction.
Book
$4,429.00
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This guide clarifies what insider trading is and its consequences.
Book (Full Set)
$3,126.00
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Offers clear, concise treatment of the registration, regulation, and compliance questions and problems practitioners encounter. eBook - ProView $4,102.00 |
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A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office. eBook - ProView $944.00 |
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Respected authority on every aspect of limited liability companies.
Book (Full Set)
$2,250.00
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This handbook provides in-depth coverage of basic and specialized issues, including types of offerings, registration, reporting, potential violations, and enforcement.
Book (Full Set)
$3,708.00
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This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit
Book (Full Set)
$3,882.00
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This eight-volume title encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, public securities markets. |
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Provides planning tools to advise smaller and emerging companies on compliance with laws regulating securities offerings.
Book
$1,845.00
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New edition Explains how to plan and execute transactions in compliance with federal, state, and SEC requirements. |
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