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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
General introduction to state regulation of direct participation programs for public and private securities offerings. Examines the various programs’ requirements.
Book
$3,510.00
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New edition This set discusses securities law and regulation, including Dodd-Frank, SOX, PCAOB, corporate governance, public offerings, registration, reporting, disclosures, EDGAR, and Blue Sky laws.
Book (Full Set)
$10,725.00
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New edition Explains how to plan and execute transactions in compliance with federal, state, and SEC requirements. |
This handbook provides in-depth coverage of basic and specialized issues, including types of offerings, registration, reporting, potential violations, and enforcement.
Book (Full Set)
$3,224.00
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This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit
Book (Full Set)
$3,882.00
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This handbook describes the federal proxy regulation system and analyzes and explains the regulations that form the system.
Book
$3,488.00
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This title helps legal, compliance, and business money management professionals familiarize themselves with essential materials that ensure compliance.
Book
$1,150.00
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This eight-volume title encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, public securities markets.
Book (Full Set)
$8,448.00
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New edition This treatise provides thorough analysis of all antifraud provisions, particularly Rule 10b-5.
Book (Full Set)
$6,738.00
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Provides you with articles devoted to this area of the law from periodicals published within the past year. Book $7,411.00 |