LEGAL
Can We Help?
Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
|
Explains how to plan and execute transactions in compliance with federal, state, and SEC requirements. |
|
|
New edition Contains detailed analysis, practical guidance, and primary source materials relating to legal, regulatory, and compliance issues for asset management.
Book
$1,878.00
|
|
|
New edition A guide to broker-dealer back-office operational issues and supervisory responsibilities.
Book (Full Set)
$3,690.00
|
|
|
The index for the official text of New York Codes, Rules, and Regulations (NYCRR). Book $70.84 |
|
|
Advise clients on how to take full advantage of transactional exemptions by learning the use and regulatory foundations of the exemptions.
Book (Full Set)
$17,491.00
|
|
|
New edition State-by-state analysis of regulations and trends relating to Regulation D. Also includes definitions, charts, and comparisons.
Book
$4,229.00
|
|
|
Learn how to avoid or remedy civil liabilities related to securities compliance violations.
Book (Full Set)
$6,864.00
|
|
|
This handbook provides a concise summary of the steps involved in forming and operating a mutual fund.
Book
$1,069.00
|
|
|
This text covers judicial, legislative, and administrative developments relevant to public, private, and extraterritorial resales, especially Rule 144.
Book
$4,164.00
|
|
|
New edition This treatise provides both legal theory and practical guidance on shareholder litigation.
Book (Full Set)
$6,783.00
|
|
-->
