LEGAL
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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
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Suggestions and guidelines for creating a reliable compliance system that prevents possible securities violations. Book $1,734.00 |
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Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends. Book $3,475.00 |
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This collection of checklists covers areas of corporate practice from employee relations to Internet-related issues. Book (Full Set) $1,494.00 |
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New edition This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure. Book $45.00 |
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An essential guide for protecting corporate management clients from liabilities unique to their positions. Book (Full Set) $2,946.00 |
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This title provides concise and understandable local law expertise regarding all of the world's major financial markets. Book (Full Set) $5,765.00 |
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This set discusses securities law and regulation, including Dodd-Frank, SOX, PCAOB, corporate governance, public offerings, registration, reporting, disclosures, EDGAR, and Blue Sky laws. Book (Full Set) $10,725.00 |
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This handbook provides in-depth coverage of basic and specialized issues, including types of offerings, registration, reporting, potential violations, and enforcement. Book (Full Set) $3,708.00 |
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Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability. Book (Full Set) $2,394.00 |
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This title provides expert guidance on litigation in the context of securitized loans and accompanying legal issues. Book (Full Set) $1,206.00 |
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