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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
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This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit
Book (Full Set)
$3,882.00
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This reference provides authoritative coverage of the practical and legal aspects of due diligence as it relates to preparing initial securities offerings.
Book
$3,605.00
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This title discusses the capital markets activities of U.S. and foreign banks and bank holding companies in the U.S. Book $1,256.00 |
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This Practice Guide walks lawyers through forming and advising general partnerships, limited partnerships, limited liability partnerships and limited liability companies.
Book (Full Set)
$644.00
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Focuses on the complex issues of megamergers and corporate takeovers.
Book
$1,858.00
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Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.
Book (Full Set)
$2,394.00
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New edition This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure. Book $45.00 |
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This title is a guide for U.S. businesses looking to proceed knowledgeably in the post-Enron, post-WorldCom era.
Book
$1,795.00
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Improve your negotiating leverage in acquisitions or mergers with this product. |
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This book covers U.S. securities laws and international aspects, including public offerings, listings, public company reporting, private placements, global offerings, shareholder reporting, tender offers, business combinations, MJDS, broker-dealer
Book (Full Set)
$1,212.00
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