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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook   $3,690.00

This title provides sample forms and documents for public and nonpublic securities offerings, annotated with expert commentary.

Book (Full Set)   $6,360.00

Gain insight into financing techniques, and learn how to negotiate and draft deals for small to mid-sized companies or venture capitalists.

Book (Full Set)   $8,680.00
ProView eBook   $8,680.00

New edition This publication provides practical guidance for broker-dealers and others who sell mutual funds.

Book   $1,135.00
ProView eBook   $1,135.00

This title discusses the capital markets activities of U.S. and foreign banks and bank holding companies in the U.S.

Book   $1,256.00

This Practice Guide walks lawyers through forming and advising general partnerships, limited partnerships, limited liability partnerships and limited liability companies.

Book (Full Set)   $644.00
ProView eBook   $644.00

Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy.

eBook - ProView $2,838.00

The title contains an in-depth discussion all IRS materials concerning the eligibility, operations, and workings of S Corporations.

Book   $3,191.00
ProView eBook   $3,191.00

This treatise provides thorough analysis of all antifraud provisions, particularly Rule 10b-5.

Book (Full Set)   $6,738.00
ProView eBook   $6,738.00

New edition Explains how to plan and execute transactions in compliance with federal, state, and SEC requirements.

Book (Full Set)
ProView eBook