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Mutual Fund Regulation and Compliance Handbook, 2019-2020 ed. (Securities Law Handbook Series)

Product details:

Format: Book - softbound
Brand: LegalWorks
Copyright: 2019
ISBN: 9781539234685
Service #: 32000008
Sub #: 32000010
Pages: 454
Shelf Space: 2 in.
Publication Frequency: Updated as changes in the law dictate
Update format: No updating

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Mutual Fund Regulation and Compliance Handbook, 2019-2020 ed. (Securities Law Handbook Series)

106545151

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106545151
106545151
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Mutual Fund Regulation and Compliance Handbook provides a concise summary of the steps for forming and operating a mutual fund. It also analyzes changes in the law governing mutual funds and explores the regulatory and administrative issues arising under the Investment Company Act of 1940. Organized in chronological order following the life cycle of a mutual fund, this title includes:

  • Checklists, samples of documents, forms, and references to additional sources of information
  • Explanations of the features of the SEC's EDGAR database of mutual fund and corporation filings and other SEC resources
  • Coverage of changes in the law governing mutual funds using easily understood language