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ProView Plus Print Soft Dollars, MiFID II and Other Trading Activities (Securities Law Handbook Series)

Product details:

Format: Book and Electronic
Brand: LegalWorks
Copyright: 2020
Service #: 30921560
Sub #: 30925324
Publication Frequency: Updated as changes in the law dictate
Update format: N/A

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ProView Plus Print Soft Dollars, MiFID II and Other Trading Activities (Securities Law Handbook Series)

106692453

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In stock
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106692453
106692453
Book and Electronic
Special pricing applies

Get the detailed analysis, practical guidance, and primary source reference materials you need with Soft Dollars, MiFID II and Other Trading Activities. This book addresses the legal, regulatory, and other issues faced by all participants in soft dollar arrangements, including money managers, mutual funds, ERISA pension plans, research providers, and financial institutions. Other topics covered include: SEC positions Enforcement actions Industry developments The responsibilities of mutual fund directors Helpful diagrams are also provided for easy reference.