PDP
PDP
Skip to content Skip to navigation menu
Your browser is not supported by this site.
Please update to the latest version, or use a different browser for the best experience.
Soft Dollars, MiFID II and Other Trading Activities, 2020 ed. (Securities Law Handbook Series)

Product details:

Format: Book - softbound
Brand: LegalWorks
Copyright: 2020
ISBN: 9781539234791
Service #: 32000020
Sub #: 32000022
Pages: 804
Shelf Space: 2 in.
Publication Frequency: Updated as changes in the law dictate
Update format: No updating

Can we help?

Contact Us 
Call 1-888-728-7677

Soft Dollars, MiFID II and Other Trading Activities, 2020 ed. (Securities Law Handbook Series)

106574382

Availability:

In stock
(details)

106574382
106574382
One time purchase
$932.00
Purchase the current version only, no updates will be sent.


Monthly pricing
$118.00/month
Our Assured Print Pricing program offers predictable monthly pricing and capped year-over-year price increases. Choose between 2, 3, 5, and 10-year agreements. All updates, new editions, and revisions are included in your monthly payment and delivered automatically, as soon as they become available.


Get the detailed analysis, practical guidance, and primary source reference materials you need with Soft Dollars, MiFID II and Other Trading Activities. This book addresses the legal, regulatory, and other issues faced by all participants in soft dollar arrangements, including money managers, mutual funds, ERISA pension plans, research providers, and financial institutions. Other topics covered include:

  • SEC positions
  • Enforcement actions
  • Industry developments
  • The responsibilities of mutual fund directors

Helpful diagrams are also provided for easy reference.