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Bromberg and Lowenfels on Securities Fraud

Product details:

Format: Binder/Looseleaf
Brand: Clark Boardman Callaghan
Copyright: 2008-2019
Service #: 13517027
Sub #: 13517028
Publication frequency: Updated semiannually
Update method: Replacement pages

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Bromberg and Lowenfels on Securities Fraud



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Bromberg and Lowenfels on Securities Fraud is your key to working effectively with Rule 10b-5 and other antifraud provisions. It combines scholarly analysis with practical suggestions for handling investigations, enforcement actions, arbitrations, civil proceedings, and class actions. This classic treatise has been cited numerous times by the U.S. Supreme Court and hundreds of times by the lower federal courts, and is widely used by practicing lawyers.


  • Analysis of civil actions arising out of the Bernard Madoff Ponzi scheme including actions against accountants for Madoff feeder funds and actions against banks
  • Use of wiretaps for insider trading investigation and enforcement
  • Whistleblower Anti-Retaliation protections under Sarbanes-Oxley Act of 2002 and under the Dodd-Frank Act of 2010
  • Foreign Corrupt Practices Act (FCPA) and DOJ and SEC actions