The expert analysis in Exempted Transactions Under the Securities Act of 1933 explains how to obtain maximum benefit from transactional exemptions and provides guidance to issuers, affiliates, underwriters, and broker-dealers. Featuring detailed treatment of all statutory and regulatory foundations of the exemptions, this work discusses: • How each exemption is used and interpreted • How exemption provisions or rules compare with other exemptions • How exemptions comport with disclosure philosophy underlying the Securities Act With this title: • Learn to select the optimum exemption option and analyze resales of securities acquired in transactions • Assess current law through an extensive review of SEC no-action and interpretive letters • Identify crucial liability issues • Avoid the perils associated with selling restricted securities (and avoid costly oversights) • Advise your employer or clients on how the laws have been implemented by the SEC
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