ProView Plus Print Limited Offering Exemptions: Regulation D (Securities Law Handbook Series)

With a state-by-state analysis, Limited Offering Exemptions: Regulation D helps you keep abreast of the myriad regulations, key definitions, and trends relating to Regulation D. It includes a collection of charts and comparisons to help you evaluate the fast-changing regulatory patterns for securities offerings, determine exemptions, and coordinate registration procedures as required by the SEC and NASAA. Coverage includes: • Rule 501: Common Definitions • Rule 502: General Conditions • Rule 503: Filing of Notice of Sales • Rule 504: Exemption for Sales Not Exceeding $1 Million • Rule 505: Exemption for Limited Offers and Sales Not Exceeding $5 Million • Rule 506: Exemption for Limited Offers and Sales Without Regard to Dollar Amount of Offering • Rules 507 and 508: Violations • Coordination and Compatibility: A Survey of State Blue Sky Laws