ProView Plus Print Modern Securities Transfers, 4th (Vols. 28 & 28A, Securities Law Series®)

This text is a convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agents office. Subjects covered include Revised UCC Article 8 and conforming amendments to UCC Articles 1 and 9, application of bona fide purchaser status to securities clearing firms, a review of market changes to which the transfer office must adjust, and ramifications of broker/dealer bankruptcy.